In this role, you will monitor cash and margin accounts, analyze risk exposure, issue maintenance calls, review client requests, and work closely with branch teams to ensure regulatory compliance. You’ll also engage in daily account surveillance, enforce sellouts and buy-ins, and contribute to strategic projects within the department.
If you have sanalytical skills, experience with financial regulations, and the ability to thrive in a fast-paced environment, we invite you to apply and become a vital part of our team!
salary: $19.99 - $20 per hour
shift: First
work hours: 8 AM - 5 PM
education: High School
Responsibilities
- Monitor the daily activities of cash and margin accounts to ensure compliance with the regulations of the Federal Reserve Board (Regulation-T), FINRA, and company’s own internal credit policies.
- Analyzes accounts with credit and risk issues associated with risky trading strategies.
- Issues maintenance calls on accounts that fall below minimum margin requirements.
- File extensions with FINRA on open trades.
- Reviews and approves client requests for payments, transfer of assets within company's Wealth Management and transfer of assets to other financial organizations.
- Resource will respond to branch inquiries related to, but not limited to, cash available, buying power, option calculations, margin day trading, trade through violations and disbursement approvals.
- The resource will review and maintain the accuracy of customer margin account records of securities purchased creating REG-T, House and FINRA calls.
Skills
Qualifications
Randstad is a world leader in matching great people with great companies. Our experienced agents will listen carefully to your employment needs and then work diligently to match your skills and qualifications to the right job and company. Whether you're looking for temporary, temporary-to-permanent or permanent opportunities, no one works harder for you than Randstad.
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact HRsupport@randstadusa.com.
Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).
This posting is open for thirty (30) days.
