compliance officer .

Randstad is supporting a financial firm who is looking to hire a Compliance Officer V in the next month. The ideal candidate will provide essential support within a defined functional area, ensuring adherence to relevant regulations and mitigating emerging Compliance risks.  What You Bring: ✅ Analytical and critical thinking skills with keen attention to detail ✅ Ability to manage multiple tasks, work independently, and problem-solve effectively ✅ Basic understanding of accounting principles, financial markets, and compliance regulations ✅ Proficiency in Microsoft Excel, Word, PowerPoint, and related financial tools

If you're ready to grow your career in compliance and risk management, apply today and be part of a team that values integrity, precision, and continuous improvement!



salary: $58.06 - $58.07 per hour
shift: First
work hours: 8 AM - 5 PM
education: Bachelors

Responsibilities

• Perform routine to broad tasks, follow established procedures, and investigate straightforward problems to identify and implement the most suitable solution.
• Perform a variety of Compliance information gathering activities as a part of Compliance regulations.
• Providing support of Compliance related activities and transactions to resolve business issues.
• Act as a key resource / specialist owner or representative by providing technical subject matter expertise / analysis or operational process support on Compliance matters.
• Identify opportunities to improve service delivery and support process improvement initiatives.
• Run and review information against various lists/guidelines to check for accuracy and flag potential deviations and unusual activity Develop and execute on Compliance reporting functions and/or produce consolidated or aggregated reporting as appropriate.

Skills

Compliance

Capital Markets

FINRA

Regulatory Compliance - Other

N Tier

Qualifications

Years of experience: 10 years

Experience level: Experienced

Randstad is a world leader in matching great people with great companies. Our experienced agents will listen carefully to your employment needs and then work diligently to match your skills and qualifications to the right job and company. Whether you're looking for temporary, temporary-to-permanent or permanent opportunities, no one works harder for you than Randstad.

Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact HRsupport@randstadusa.com.

Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).

This posting is open for thirty (30) days.